it snapped the rest would start unravelling. At least that was how those
who ran the empire, their colleagues in the City of London and their
friends in British industry saw things.
Britain was not the only imperial power. France controlled almost
as much of the world, Holland had the giant archipelago we now call
Indonesia, Belgium held an important chunk of central Africa, and the
tsar had a huge area of territory to the east, west and south of Russia
proper, all the way to the Indian border and across to the Pacific port
But Germany, the European power with the fastest industrial
growth, was left virtually without an empire. Its heavy industry was
increasingly organised through ‘trusts’—associations of companies
which controlled production all the way from the extraction of raw
materials to the disposal of finished products. They had grown up
alongside the state and had none of the old small-capitalist distrust
of state power which still characterised many British capitalists. They
looked to the state to protect their domestic market through tariffs
(taxes on imports) and to aid them in carving out foreign markets.
They looked in four directions: to China, where Germany grabbed
its own treaty port; to Africa, where it was able to seize Tanganyika,
Rwanda-Burundi and South West Africa; to the Maghreb, where Germany
challenged France and Spain for control of Morocco; and to establishing
a corridor, centred on a projected Berlin-Baghdad railway,
through south east Europe and Turkey to Mesopotamia and the Persian
Gulf. But in whatever direction Germany’s capitalists and empirebuilders
moved, they bumped up against the networks of colonies,
bases and client states run by the established empire—against the
Russians in the Balkans, the French in north Africa, the British in the
Middle East and east Africa, and everyone in China.
To put it crudely, the growth in profitability which had produced
a recovery from the ‘Great Depression’ and enabled capitalism to
concede some improvements in living standards to its workers depended
upon the spread of empires. But as the empires spread they
tended to collide with each other.
Those who ran the empires knew that the outcome of such collisions
depended upon the strength of their armed forces. Therefore,
Germany set about building battleships to challenge Britain’s domination
of the seas, and Britain retaliated by building ‘Dreadnought’
battleships of its own. France increased military service in its conscript
army from two years to three, so as to be able to match the German
military. Tsarist Russia set up state-run arms factories, and designed
its railway system with potential wars against Germany, the Austro-
Hungarian Empire and the Ottoman Empire in mind. The drive towards
war was the flipside of the illusion of stability which imperialism
brought to capitalism—and which so impressed reformist socialists like
The Coming Revolt of the Guards
by Howard Zinn
Note: This is Chapter 24 of Zinn's A People's History of the United States.
The title of this chapter is not a prediction, but a hope, which I will soon explain.
As for the subtitle of this book, it is not quite accurate; a "people's history" promises more than any one person can fulfill, and it is the most difficult kind of history to recapture. I call it that anyway because, with all its limitations, it is a history disrespectful of governments and respectful of people's movements of resistance.
That makes it a biased account, one that leans in a certain direction. I am not troubled by that, because the mountain of history books under which we all stand leans so heavily in the other direction-so tremblingly respectful of states and statesmen and so disrespectful, by inattention, to people's movements-that we need some counterforce to avoid being crushed into submission.
All those histories of this country centered on the Founding Fathers and the Presidents weigh oppressively on the capacity of the ordinary citizen to act. They suggest that in times of crisis we must look to someone to save us: in the Revolutionary crisis, the Founding Fathers; in the slavery crisis, Lincoln; in the Depression, Roosevelt; in the Vietnam-Watergate crisis, Carter. And that between occasional crises everything is all right, and it is sufficient for us to be restored to that normal state. They teach us that the supreme act of citizenship is to choose among saviors, by going into a voting booth every four years to choose between two white and well-off Anglo-Saxon males of inoffensive personality and orthodox opinions.
The idea of saviors has been built into the entire culture, beyond politics. We have learned to look to stars, leaders, experts in every field, thus surrendering our own strength, demeaning our own ability, obliterating our own selves. But from time to time, Americans reject that idea and rebel.
These rebellions, so far, have been contained. The American system is the most ingenious system of control in world history. With a country so rich in natural resources, talent, and labor power the system can afford to distribute just enough wealth to just enough people to limit discontent to a troublesome minority. It is a country so powerful, so big, so pleasing to so many of its citizens that it can afford to give freedom of dissent to the small number who are not pleased.
There is no system of control with more openings, apertures, lee-ways, flexibilities, rewards for the chosen, winning tickets in lotteries. There is none that disperses its controls more complexly through the voting system, the work situation, the church, the family, the school, the mass media- none more successful in mollifying opposition with reforms, isolating people from one another, creating patriotic loyalty.
One percent of the nation owns a third of the wealth. The rest of the wealth is distributed in such a way as to turn those in the 99 percent against one another: small property owners against the propertyless, black against white, native-born against foreign-born, intellectuals and professionals against the uneducated and unskilled. These groups have resented one another and warred against one another with such vehemence and violence as to obscure their common position as sharers of leftovers in a very wealthy country.
Against the reality of that desperate, bitter battle for resources made scarce by elite control, I am taking the liberty of uniting those 99 percent as "the people." I have been writing a history that attempts to represent their submerged, deflected, common interest. To emphasize the commonality of the 99 percent, to declare deep enmity of interest with the 1 percent, is to do exactly what the governments of the United States, and the wealthy elite allied to them-from the Founding Fathers to now-have tried their best to prevent. Madison feared a "majority faction" and hoped the new Constitution would control it. He and his colleagues began the Preamble to the Constitution with the words "We the people ...," pretending that the new government stood for everyone, and hoping that this myth, accepted as fact, would ensure "domestic tranquility."
The pretense continued over the generations, helped by all-embracing symbols, physical or verbal: the flag, patriotism, democracy, national interest, national defense, national security. The slogans were dug into the earth of American culture like a circle of covered wagons on the western plain, from inside of which the white, slightly privileged American could shoot to kill the enemy outside- Indians or blacks or foreigners or other whites too wretched to be allowed inside the circle. The managers of the caravan watched at a safe distance, and when the battle was over and the field strewn with dead on both sides, they would take over the land, and prepare another expedition, for another territory.
The scheme never worked perfectly. The Revolution and the Constitution, trying to bring stability by containing the class angers of the colonial period-while enslaving blacks, annihilating or displacing Indians-did not quite succeed, judging by the tenant uprisings, the slave revolts, the abolitionist agitation, the feminist upsurge, the Indian guerrilla warfare of the pre-Civil War years. After the Civil War, a new coalition of southern and northern elites developed, with southern whites and blacks of the lower classes occupied in racial conflict, native workers and immigrant workers clashing in the North, and the farmers dispersed over a big country, while the system of capitalism consolidated itself in industry and government. But there came rebellion among industrial workers and a great opposition movement among farmers.
At the turn of the century, the violent pacification of blacks and Indians and the use of elections and war to absorb and divert white rebels were not enough, in the conditions of modem industry, to prevent the great upsurge of socialism, the massive labor struggles, before the First World War. Neither that war nor the partial prosperity of the twenties, nor the apparent destruction of the socialist movement, could prevent, in the situation of economic crisis, another radical awakening, another labor upsurge in the thirties.
World War II created a new unity, followed by an apparently successful attempt, in the atmosphere of the cold war, to extinguish the strong radical temper of the war years. But then, surprisingly, came the surge of the sixties, from people thought long subdued or put out of sight-blacks, women, Native Americans, prisoners, soldiers-and a new radicalism, which threatened to spread widely in a population disillusioned by the Vietnam war and the politics of Watergate.
The exile of Nixon, the celebration of the Bicentennial, the presidency of Carter, all aimed at restoration. But restoration to the old order was no solution to the uncertainty, the alienation, which was intensified in the Reagan-Bush years. The election of Clinton in 1992, carrying with it a vague promise of change, did not fulfill the expectations of the hopeful.
With such continuing malaise, it is very important for the Establishment-that uneasy club of business executives, generals, and politicos-to maintain the historic pretension of national unity, in which the government represents all the people, and the common enemy is overseas, not at home, where disasters of economics or war are unfortunate errors or tragic accidents, to be corrected by the members of the same club that brought the disasters. It is important for them also to make sure this artificial unity of highly privileged and slightly privileged is the only unity-that the 99 percent remain split in countless ways, and turn against one another to vent their angers.
How skillful to tax the middle class to pay for the relief of the poor, building resentment on top of humiliation! How adroit to bus poor black youngsters into poor white neighborhoods, in a violent exchange of impoverished schools, while the schools of the rich remain untouched and the wealth of the nation, doled out carefully where children need free milk, is drained for billion-dollar aircraft carriers. How ingenious to meet the demands of blacks and women for equality by giving them small special benefits, and setting them in competition with everyone else for jobs made scarce by an irrational, wasteful system. How wise to turn the fear and anger of the majority toward a class of criminals bred-by economic inequity-faster than they can be put away, deflecting attention from the huge thefts of national resources carried out within the law by men in executive offices.
But with all the controls of power and punishment, enticements and concessions, diversions and decoys, operating throughout the history of the country, the Establishment has been unable to keep itself secure from revolt. Every time it looked as if it had succeeded, the very people it thought seduced or subdued, stirred and rose. Blacks, cajoled by Supreme Court decisions and congressional statutes, rebelled. Women, wooed and ignored, romanticized and mistreated, rebelled. Indians, thought dead, reappeared, defiant. Young people, despite lures of career and comfort, defected. Working people, thought soothed by reforms, regulated by law, kept within bounds by their own unions, went on strike. Government intellectuals, pledged to secrecy, began giving away secrets. Priests turned from piety to protest.
To recall this is to remind people of what the Establishment would like them to forget-the enormous capacity of apparently helpless people to resist, of apparently contented people to demand change. To uncover such history is to find a powerful human impulse to assert one's humanity. It is to hold out, even in times of deep pessimism, the possibility of surprise.
True, to overestimate class consciousness, to exaggerate rebellion and its successes, would be misleading. It would not account for the fact that the world-not just the United States, but everywhere else-is still in the hands of the elites, that people's movements, although they show an infinite capacity for recurrence, have so far been either defeated or absorbed or perverted, that "socialist" revolutionists have betrayed socialism, that nationalist revolutions have led to new dictatorships.
But most histories understate revolt, overemphasize statesmanship, and thus encourage impotency among citizens. When we look closely at resistance movements, or even at isolated forms of rebellion, we discover that class consciousness, or any other awareness of injustice, has multiple levels. It has many ways of expression, many ways of revealing itself-open, subtle, direct, distorted. In a system of intimidation and control, people do not show how much they know, how deeply they feel, until their practical sense informs them they can do so without being destroyed.
History which keeps alive the memory of people's resistance suggests new definitions of power. By traditional definitions, whoever possesses military strength, wealth, command of official ideology, cultural control, has power. Measured by these standards, popular rebellion never looks strong enough to survive.
However, the unexpected victories-even temporary ones-of insurgents show the vulnerability of the supposedly powerful. In a highly developed society, the Establishment cannot survive without the obedience and loyalty of millions of people who are given small rewards to keep the system going: the soldiers and police, teachers and ministers, administrators and social workers, technicians and production workers, doctors, lawyers, nurses, transport and communications workers, garbage men and firemen. These people-the employed, the somewhat privileged-are drawn into alliance with the elite. They become the guards of the system, buffers between the upper and lower classes. If they stop obeying, the system falls.
That will happen, I think, only when all of us who are slightly privileged and slightly uneasy begin to see that we are like the guards in the prison uprising at Attica—expendable; that the Establishment, whatever rewards it gives us, will also, if necessary to maintain its control, kill us.
Certain new facts may, in our time, emerge so clearly as to lead to general withdrawal of loyalty from the system. The new conditions of technology, economics, and war, in the atomic age, make it less and less possible for the guards of the system-the intellectuals, the home owners, the taxpayers, the skilled workers, the professionals, the servants of government-to remain immune from the violence (physical and psychic) inflicted on the black, the poor, the criminal, the enemy overseas. The internationalization of the economy, the movement of refugees and illegal immigrants across borders, both make it more difficult for the people of the industrial countries to be oblivious to hunger and disease in the poor countries of the world.
All of us have become hostages in the new conditions of doomsday technology, runaway economics, global poisoning, uncontainable war. The atomic weapons, the invisible radiations, the economic anarchy, do not distinguish prisoners from guards, and those in charge will not be scrupulous in making distinctions. There is the unforgettable response of the U.S. high command to the news that American prisoners of war might be near Nagasaki: "Targets previously assigned for Centerboard remain unchanged."
There is evidence of growing dissatisfaction among the guards. We have known for some time that the poor and ignored were the nonvoters, alienated from a political system they felt didn't care about them, and about which they could do little. Now alienation has spread upward into families above the poverty line. These are white workers, neither rich nor poor, but angry over economic insecurity, unhappy with their work, worried about their neighborhoods, hostile to government- combining elements of racism with elements of class consciousness, contempt for the lower classes along with distrust for the elite, and thus open to solutions from any direction, right or left.
In the twenties there was a similar estrangement in the middle classes, which could have gone in various directions-the Ku Klux Klan had millions of members at that time-but in the thirties the work of an organized left wing mobilized much of this feeling into trade unions, farmers' unions, socialist movements. We may, in the coming years, be in a race for the mobilization of middle- class discontent.
The fact of that discontent is clear. The surveys since the early seventies show 70 to 80 percent of Americans distrustful of government, business, the military. This means the distrust goes beyond blacks, the poor, the radicals. It has spread among skilled workers, white-collar workers, professionals; for the first time in the nation's history, perhaps, both the lower classes and the middle classes, the prisoners and the guards, were disillusioned with the system.
There are other signs: the high rate of alcoholism, the high rate of divorce (from one of three marriages ending in divorce, the figure was climbing to one of two), of drug use and abuse, of nervous breakdowns and mental illness. Millions of people have been looking desperately for solutions to their sense of impotency, their loneliness, their frustration, their estrangement from other people, from the world, from their work, from themselves. They have been adopting new religions, joining self-help groups of all kinds. It is as if a whole nation were going through a critical point in its middle age, a life crisis of self-doubt, self-examination.
All this, at a time when the middle class is increasingly insecure economically. The system, in its irrationality, has been driven by profit to build steel skyscrapers for insurance companies while the cities decay, to spend billions for weapons of destruction and virtually nothing for children's playgrounds, to give huge incomes to men who make dangerous or useless things, and very little to artists, musicians, writers, actors. Capitalism has always been a failure for the lower classes. It is now beginning to fail for the middle classes.
The threat of unemployment, always inside the homes of the poor, has spread to white-collar workers, professionals. A college education is no longer a guarantee against joblessness', and a system that cannot offer a future to the young coming out of school is in deep trouble. If it happens only to the children of the poor, the problem is manageable; there are the jails. If it happens to the children of the middle class, things may get out of hand. The poor are accustomed to being squeezed and always short of money, but in recent years the middle classes, too, have begun to feel the press of high prices, high taxes.
In the seventies, eighties, and early nineties there was a dramatic, frightening increase in the number of crimes. It was not hard to understand, when one walked through any big city. There were the contrasts of wealth and poverty, the culture of possession, the frantic advertising. There was the fierce economic competition, in which the legal violence of the state and the legal robbery by the corporations were accompanied by the illegal crimes of the poor. Most crimes by far involved theft. A disproportionate number of prisoners in American jails were poor and non-white, with little education. Half were unemployed in the month prior to their arrest.
The most common and most publicized crimes have been the violent crimes of the young, the poor- a virtual terrorization in the big cities- in which the desperate or drug-addicted attack and rob the middle class, or even their fellow poor. A society so stratified by wealth and education lends itself naturally to envy and class anger.
The critical question in our time is whether the middle classes, so long led to believe that the solution for such crimes is more jails and more jail terms, may begin to see, by the sheer uncontrollability of crime, that the only prospect is an endless cycle of crime and punishment. They might then conclude that physical security for a working person in the city can come only when everyone in the city is working. And that would require a transformation of national priorities, a change in the system.
In recent decades, the fear of criminal assault has been joined by an even greater fear. Deaths from cancer began to multiply, and medical researchers seemed helpless to find the cause. It began to be evident that more and more of these deaths were coming from an environment poisoned by military experimentation and industrial greed. The water people drank, the air they breathed, the particles of dust from the buildings in which they worked, had been quietly contaminated over the years by a system so frantic for growth and profit that the safety and health of human beings had been ignored. A new and deadly scourge appeared, the AIDS virus, which spread with special rapidity among homosexuals and drug addicts.
In the early nineties, the false socialism of the Soviet system had failed. And the American system seemed out of control-a runaway capitalism, a runaway technology, a runaway militarism, a running away of government from the people it claimed to represent. Crime was out of control, cancer and AIDS were out of control. Prices and taxes and unemployment were out of control. The decay of cities and the breakdown of families were out of control. And people seemed to sense all this.
Perhaps much of the general distrust of government reported in recent years comes from a growing recognition of the truth of what the U.S. Air Force bombardier Yossarian said in the novel Catch-22 to a friend who had just accused him of giving aid and comfort to the enemy: "The enemy is anybody who's going to get you killed, no matter which side he's on. And don't you forget that, because the longer you remember it the longer you might live." The next line in the novel is: "But Clevinger did forget, and now he was dead."
Let us imagine the prospect-for the first time in the nation's history-of a population united for fundamental change. Would the elite turn as so often before, to its ultimate weapon-foreign intervention- to unite the people with the Establishment, in war? It tried to do that in 1991, with the war against Iraq. But, as June Jordan said, it was "a hit the same way that crack is, and it doesn't last long."
With the Establishment's inability either to solve severe economic problems at home or to manufacture abroad a safety valve for domestic discontent, Americans might be ready to demand not just more tinkering, more reform laws, another reshuffling of the same deck, another New Deal, but radical change. Let us be Utopian for a moment so that when we get realistic again it is not that "realism" so useful to the Establishment in its discouragement of action, that "realism" anchored to a certain kind of history empty of surprise. Let us imagine what radical change would require of us all.
The society's levers of powers would have to be taken away from those whose drives have led to the present state-the giant corporations, the military, and their politician collaborators. We would need-by a coordinated effort of local groups all over the country-to reconstruct the economy for both efficiency and justice, producing in a cooperative way what people need most. We would start on our neighborhoods, our cities, our workplaces. Work of some kind would be needed by everyone, including people now kept out of the work force-children, old people, "handicapped" people. Society could use the enormous energy now idle, the skills and talents now unused. Everyone could share the routine but necessary jobs for a few hours a day, and leave most of the time free for enjoyment, creativity, labors of love, and yet produce enough for an equal and ample distribution of goods. Certain basic things would be abundant enough to be taken out of the money system and be available-free-to everyone: food, housing, health care, education, transportation.
The great problem would be to work out a way of accomplishing this without a centralized bureaucracy, using not the incentives of prison and punishment, but those incentives of cooperation which spring from natural human desires, which in the past have been used by the state in times of war, but also by social movements that gave hints of how people might behave in different conditions. Decisions would be made by small groups of people in their workplaces, their neighborhoods-a network of cooperatives, in communication with one another, a neighborly socialism avoiding the class hierarchies of capitalism and the harsh dictatorships that have taken the name "socialist."
People in time, in friendly communities, might create a new, diversified, nonviolent culture, in which all forms of personal and group expression would be possible. Men and women, black and white, old and young, could then cherish their differences as positive attributes, not as reasons for domination. New values of cooperation and freedom might then show up in the relations of people, the upbringing of children.
To do all that, in the complex conditions of control in the United States, would require combining the energy of all previous movements in American history-of labor insurgents, black rebels, Native Americans, women, young people-along with the new energy of an angry middle class. People would need to begin to transform their immediate environments-the workplace, the family, the school, the community-by a series of struggles against absentee authority, to give control of these places to the people who live and work there.
These struggles would involve all the tactics used at various times in the past by people's movements: demonstrations, marches, civil disobedience; strikes and boycotts and general strikes; direct action to redistribute wealth, to reconstruct institutions, to revamp relationships; creating-in music, literature, drama, all the arts, and all the areas of work and play in everyday life-a new culture of sharing, of respect, a new joy in the collaboration of people to help themselves and one another.
There would be many defeats. But when such a movement took hold in hundreds of thousands of places all over the country it would be impossible to suppress, because the very guards the system depends on to crush such a movement would be among the rebels. It would be a new kind of revolution, the only kind that could happen, I believe, in a country like the United States. It would take enormous energy, sacrifice, commitment, patience. But because it would be a process over time, starting without delay, there would be the immediate satisfactions that people have always found in the affectionate ties of groups striving together for a common goal.
All this takes us far from American history, into the realm of imagination. But not totally removed from history. There are at least glimpses in the past of such a possibility. In the sixties and seventies, for the first time, the Establishment failed to produce national unity and patriotic fervor in a war. There was a flood of cultural changes such as the country had never seen-in sex, family, personal relations-exactly those situations most difficult to control from the ordinary centers of power. And never before was there such a general withdrawal of confidence from so many elements of the political and economic system. In every period of history, people have found ways to help one another-even in the midst of a culture of competition and violence-if only for brief periods, to find joy in work, struggle, companionship, nature.
The prospect is for times of turmoil, struggle, but also inspiration. There is a chance that such a movement could succeed in doing what the system itself has never done-bring about great change with little violence. This is possible because the more of the 99 percent that begin to see themselves as sharing needs, the more the guards and the prisoners see their common interest, the more the Establishment becomes isolated, ineffectual. The elite's weapons, money, control of information would be useless in the face of a determined population. The servants of the system would refuse to work to continue the old, deadly order, and would begin using their time, their space-the very things given them by the system to keep them quiet-to dismantle that system while creating a new one.
The prisoners of the system will continue to rebel, as before, in ways that cannot be foreseen, at times that cannot be predicted. The new fact of our era is the chance that they may be joined by the guards. We readers and writers of books have been, for the most part, among the guards. If we understand that, and act on it, not only will life be more satisfying, right off, but our grandchildren, or our great grandchildren, might possibly see a different and marvelous world.