Introduction


LIBRARY OF KEY DOCUMENTS ON ERA



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LIBRARY OF KEY DOCUMENTS ON ERA

OVERALL ERA CONCEPT AND POLICY

Communication of 18 January 2000 from the Commission to the Council, the European Parliament, the Economic and Social Committee and the Committee of the Regions “Towards a European research area”.

http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2000:0006:FIN:EN:PDF

Presidency Conclusions of the Lisbon European Council of 23 and 24 March 2000, in particular Paragraphs 12 and 13.

http://www.europarl.europa.eu/summits/lis1_en.htm

Council Resolution of 15 June 2000 on Establishing a European Area of Research and Innovation.

http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32000Y0719(01)&from=EN

Competitiveness Council Conclusions of 9 December 2008 on the definition of a "2020 Vision for the European Research Area".

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2016767%202008%20INIT

Competitiveness Council Conclusions of 3 June 2008 on “The Launch of the ‘Ljubljana Process’ - towards full realisation of ERA”

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2010231%202008%20INIT

Communication of 23 July 2012 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Region on “A Reinforced European Research Area Partnership for Excellence and Growth”.

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2012848%202012%20INIT

Competitiveness Council Conclusions of 11 December 2012 on “A reinforced European research area partnership for excellence and growth”.

http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/intm/134168.pdf

European Research Area Progress Report 2013 (20 September 2013).

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2013812%202013%20INIT

European Council Conclusions 169/13 of 25 October 2013, in particular Paragraph 17.

https://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/ec/139197.pdf

European Research Area Progress Report 2014 (16 September 2014).

http://ec.europa.eu/research/era/pdf/era_progress_report2014/era_progress_report_2014_communication.pdf

Competitiveness Council Conclusions of 5 December 2014 on the European Research Area Progress Report 2014

http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/intm/146063.pdf

PRIORITY 1- Effective national research systems

COMMUNICATION FROM THE COMMISSION- EUROPE 2020- A strategy for smart, sustainable and inclusive growth (2010)

http://ec.europa.eu/eu2020/pdf/COMPLET%20EN%20BARROSO%20%20%20007%20-%20Europe%202020%20-%20EN%20version.pdf

Communication from the Commission- Europe 2020 Flagship Initiative Innovation Union

http://ec.europa.eu/research/innovation-union/pdf/innovation-union-communication_en.pdf

COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE REGIONS Partnering in Research and Innovation (2011)

http://ec.europa.eu/research/era/pdf/partnering_communication.pdf

COMMISSION STAFF WORKING DOCUMENT. Country fiches Member States of the European Union. Accompanying the document REPORT FROM THE COMMISSION TO THE COUNCIL AND THE EUROPEAN PARLIAMENT- EUROPEAN RESEARCH AREA PROGRESS REPORT 2013.

http://ec.europa.eu/research/era/pdf/era_progress_report2013/era_facts_and_figures_new.pdf

PRIORITY 2a - Jointly Addressing Grand Challenges

The Joint Programming Process dates back to 2008 when the European Council of March 2008 called on the Commission and Member States to explore the potential of Joint Programming, asking for joint activities to be launched by 2010. The Commission made proposals to launch such a process in July 2008 in a Communication entitled Towards Joint Programming in Research: Working together to tackle common challenges more effectively http://ec.europa.eu/research/press/2008/pdf/com_2008_468_en.pdf

The Council endorsed the process in December 2008 and created the High Level Group for Joint Programming (GPC), a high level body, dealing with different aspects of the joint programming process, in the Council conclusions concerning joint programming of research in Europe in response to major societal challenges (OJ C 24 of 2009, p. 3).

Based on the results of the GPC deliberations, the Council, upon a proposal from the Commission, recommended a limited number of areas in which to implement joint programming as priority. On 3 December 2009 the Council in its conclusions (17226/09) adopted a pilot Joint Programming Initiative on Neurodegenerative Diseases (including Alzheimer's disease).

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2017226%202009%20INIT

On 12 October 2010 the Council in its conclusions (14976/10) launched three joint programming initiatives on:



  • 'Agriculture, Food security and Climate Change',

  • 'Cultural Heritage and Global Change – A new challenge for Europe', and

  • 'A healthy diet for a healthy life’.

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2014976%202010%20INIT

The other six initiatives were welcomed by the Council in May 2010 (10246/10):



  • 'Connecting Climate Knowledge for Europe (Clik'EU)',

  • 'Healthy and Productive Seas and Oceans',

  • 'More Years, Better Lives - The Potential and Challenges of Demographic Change',

  • 'The microbial challenge - An emerging threat to human health',

  • 'Urban Europe - Global Challenges, Local Solutions' and

  • 'Water Challenges for a Changing World'

http://register.consilium.europa.eu/doc/srv?l=EN&f=ST%2010246%202010%20INIT

The Joint Programming Process was reviewed in 2012 by an external Expert Group

http://ec.europa.eu/research/era/pdf/jp-expert-group-22102012-report_en.pdf

Other documents relevant to the ERA Priority 2a include the following:

GPC 2014 Biennial Report

http://register.consilium.europa.eu/pdf/en/14/st01/st01310.en14.pdf

Report of the GPC Working Group on Alignment

http://register.consilium.europa.eu/pdf/en/14/st01/st01305-re01.en14.pdf

Report of the GPC Working Group on Framework Conditions for Joint Programming

http://register.consilium.europa.eu/pdf/en/14/st01/st01304.en14.pdf

Report of the GPC Working Group on Measuring JPIs Progress and Impact

http://register.consilium.europa.eu/pdf/en/14/st01/st01308-re01.en14.pdf

Report of the GPC Working Group on GPC and JPIs

http://register.consilium.europa.eu/pdf/en/14/st01/st01306.en14.pdf

Provisional Work Programme 2014-2016 of the High Level Group for Joint Programming

http://register.consilium.europa.eu/pdf/en/14/st01/st01313.en14.pdf

GPC contribution to the ERA Roadmap

http://register.consilium.europa.eu/pdf/en/14/st01/st01311.en14.pdf

Mandates for GPC Implementation Groups

http://register.consilium.europa.eu/pdf/en/15/st01/st01301.en15.pdf

The GPC undertook a process of review/update of its mandate in view of the ERA priorities and ERA Roadmap. A proposal for a renewed mandate of the High Level Group on Joint Programming has been drafted and discussed, the approval of which falls within the remit of the Council.

PRORITY 2b- Make optimal use of public investments in Research Infrastructures

Background on the ESFRI Roadmap and links to the current and past versions of this document

http://ec.europa.eu/research/infrastructures/index_en.cfm?pg=esfri-roadmap

Background information on the European Research Infrastructure Consortium legal framework

http://ec.europa.eu/research/infrastructures/index_en.cfm?pg=eric

PRIORITY 3- An Open Labour Market for Researchers

The European Charter for Researchers and Code of Conduct for the Recruitment of Researchers.

The Human Resources Strategy for Researchers (HRS4R).

Full texts of these can be found at

http://ec.europa.eu/euraxess/index.cfm/rights/index

For an overview of the current situation at national and European levels, the Researchers’ Reports for 2012, 2013 and 2014 are highly relevant, as is the detailed information on researcher careers and mobility contained in the MORE2 survey of researcher mobility and career paths.

Full texts of all the associated documents can be found at

http://ec.europa.eu/euraxess/index.cfm/services/researchPolicies

This also contains a full bibliography of other important documents related to researcher careers and mobility issues.

With regard to the implementation priorities identified in the Roadmap, the following items are of particular relevance.

On Open Recruitment, the Study on the Open, Transparent and Merit Based Recruitment of Researchers (undertaken by Technopolis) and the Report on the same topic prepared for the 2014 ERAC Mutual Learning Workshop are of particular relevance.

On Inter-sectoral Mobility, the Salzburg II Recommendations and the Principles for Innovative Doctoral Training are vital (situated under “Universities” on the above page) are vital. The documents “Exploration of the Implementation of the Principles for Innovative Doctoral Training in Europe” and the Report of the ERA Steering Group on Human Resources and Mobility “Using the Principles for Innovative Doctoral Training” offer important additional material on implementation of the Principles. The Report in Inter-Sectoral Mobility prepared for the 2014 Workshop provides a valuable overview of the issue.



PRIORITY 4- Gender Equality and Gender Mainstreaming in Research

A library of key European documents in this area can be found at

http://ec.europa.eu/research/swafs/index.cfm?pg=library&lib=gender_equality

PRIORITY 5- Optimal Circulation and Transfer of Scientific Knowledge

Commission Recommendation on the management of intellectual property in knowledge transfer activities and Code of Practice for universities and other public research organisations

http://ec.europa.eu/invest-in-research/pdf/ip_recommendation_en.pdf

Commission Communication Towards better access to scientific information: Boosting the benefits of public investments in research (Open Access)

http://ec.europa.eu/research/science-society/document_library/pdf_06/era-communication-towards-better-access-to-scientific-information_en.pdf

European Research Area Guidelines on Intellectual Property (IP) Management in International Research Collaboration Agreements between European and Non-European Partners

http://ec.europa.eu/research/innovation-union/pdf/international_cooperation_guidelines_erac_kt_group.pdf

Mandate for ERAC Working Group on Knowledge Transfer (WG KT)

http://era.gv.at/directory/137/attach/ST01202EN12_MandatFebruar2012.pdf

ERAC WG KT Work Plan for years 2014-2015

http://era.gv.at/object/document/1721

Knowledge Transfer Study 2010-2012

http://knowledge-transfer-study.eu/fileadmin/KTS/documents/Knowledge-Transfer-Study_2010-2012_report.pdf

Guidelines on Open Access to Scientific Publications and Research Data in Horizon 2020 (December 2013)

http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf

Open access to publications and data in Horizon 2020: Frequently Asked Questions (FAQ) (May 2014)

http://openaccess.mpg.de/2076881/2014_05-H2020-Factsheet-Open-Access-FAQ.pdf

EU Open Access Recommendation to the Member States (July 2013):

http://europa.eu/rapid/press-release_IP-12-790_en.htm?locale=en

Report of the Working Group on Knowledge Transfer and Open Innovation

http://ec.europa.eu/research/innovation-union/pdf/b1_studies-b5_web-publication_mainreport-kt_oi.pdf#view=fit&pagemode=none

PRIORITY 6- - International Cooperation

The following documents provide an overview on the strategic approach and current status of ERA’s international dimension:

Commission communication “Enhancing and focusing EU international cooperation in research and innovation: a strategic approach”, September 2012

Commission staff working document, accompanying the document “Enhancing and focusing EU international cooperation in research and innovation: a strategic approach”, September 2012

Council Conclusions on the Communication "Enhancing and focusing EU international cooperation in research and innovation: a strategic approach", May 2013

Commission report on the Implementation of the Strategy for International Cooperation and roadmaps, September 2014

Full texts of these can be found at http://ec.europa.eu/research/iscp/index.cfm?lg=en&pg=strategy

SFIC Opinion on the Report on the implementation of the Strategy for international cooperation in research and innovation (to be adopted in the beginning of 2015)

This text will be published at:

http://www.consilium.europa.eu/policies/era/sfic/sfic-advice-%28opinions,-reports%29?lang=en






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